Keeping pace with SEC and CFTC/NFA compliance obligations can be costly and time-consuming, but it doesn’t have to be. Our elite team of former regulators and compliance professionals can help you build and maintain a customized, best-in-class compliance program that does not unnecessarily burden your business. Let us do what we do best so that you have the time and peace of mind to do what you do best.
About
Apogee is a boutique consultancy that provides cost-effective, high-touch regulatory compliance support to investment advisers, commodity trading advisers, and commodity pool operators across the United States, Europe, and Latin America.
Services
Our team of former regulators and compliance professionals understands your unique compliance challenges and we are extremely flexible in how we can work with you to best meet your needs and budget. Whether you are looking for ad hoc advice, help with a specific project, or comprehensive ongoing support, we can craft a solution that works for you.
However we work together, we are committed to delivering an unparalleled quality of service. We know you are counting on us to navigate the constantly-evolving landscape of SEC and CFTC/NFA regulations, and we promise to be a trusted partner that you can rely upon for expert, practical advice.
What People Are Saying
Apogee is an incredible resource to have as a business partner. They provide thoughtful and customized advice, have the ideal blend of a commercial approach that protects the firm and their hands-on regulatory experience is an asset that is difficult to match.
— CCO of US Hedge Fund Manager
Apogee provides no-nonsense, practical advice based on many years of industry experience. Rather than taking an adversarial or lawyerly approach to compliance, they emphasize cooperation and common sense - the shortest path from A to B.
— GC/CCO of US Hedge Fund Manager
Apogee offers an exceptional service by combining decades of experience and knowledge with a personal touch that managers can’t get with the larger consulting firms in this space.
— CCO of US ETF Manager
